Code of Ethics / Governance Charter

At Third State, embracing chaos does not mean embracing disorder. We operate with a strict code that governs every decision we make.

Our Core Principles

  1. Integrity — We execute with honesty and transparency.
  2. Confidentiality — Privacy is not negotiable. We safeguard information and relationships.
  3. Discipline in Risk — High risk does not mean reckless risk. Every decision is structured within a framework.
  4. Adaptability — Markets shift fast. We adapt faster.
  5. Institutional Rigor — We operate with processes, governance, and discipline equal to large-scale institutions, even as a private family office.

Governance Structure

  • Strategic Oversight: Major allocation decisions require multi-layer review.
  • Risk Management: Dedicated frameworks for liquidity, leverage, and counterparty risk.
  • Accountability: Every decision has an owner; performance is tracked against clear metrics.
  • Compliance: Adherence to relevant regulatory and legal requirements in jurisdictions where we operate.